Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kyle Joon Kim | 2446395 | 3 | 05/21/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Vincenzo Azzinnari | 4504578 | 1 | 03/11/2024 | Customer Dispute | Settled | $6,042.57 | $0.00 | See FINRA Report |
| Kiran Kumar Devarapalli | 6416586 | 1 | 02/02/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sanford Allen Schmidt | 1163559 | 2 | 02/01/2024 | Customer Dispute | Pending | $750,000.00 | $0.00 | See FINRA Report |
| Robert Bruce Villi | 1987533 | 5 | 01/03/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Parker Terrill Austin | 6270114 | 1 | 12/04/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Charles van Winkle | 5679069 | 4 | 10/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence James Worman | 1247913 | 2 | 07/20/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Charles van Winkle | 5679069 | 4 | 04/26/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence James Worman | 1247913 | 2 | 01/25/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |