Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mario Manuel Montalvo | 4665058 | 3 | 06/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Seeley Payntor | 5883763 | 2 | 03/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Carroll Pulliam | 4013218 | 1 | 02/05/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mario Manuel Montalvo | 4665058 | 3 | 12/30/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Stanko | 2808909 | 2 | 08/05/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Scott Pinkans | 2396260 | 2 | 06/11/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Luisa Gonzalez | 2765208 | 3 | 05/21/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Brent Austin Stanley | 4903725 | 1 | 03/05/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Charles van Winkle | 5679069 | 1 | 12/02/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony D Congdon | 4914210 | 1 | 10/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |