Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Martin Schafer | 3086144 | 2 | 04/12/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Casey Aaron Sutton | 3209207 | 1 | 07/31/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael R Lariviere | 4217018 | 1 | 05/19/2017 | Customer Dispute | Denied | $18,881.00 | $0.00 | See FINRA Report |
| Robert D Amoruso | 5683752 | 2 | 03/17/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert D Amoruso | 5683752 | 2 | 08/22/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Bentley Wold | 1710944 | 3 | 03/20/2014 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Rhoneil Acierto Santo Tomas | 2010710 | 1 | 01/31/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Pickens Taylor | 2162898 | 1 | 07/18/2013 | Customer Dispute | Denied | $9,351.37 | $0.00 | See FINRA Report |
| James Allen Jacobs | 256420 | 7 | 03/14/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Grant Patton | 4601054 | 1 | 10/24/2011 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |