Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Joseph D'Angelo | 5393280 | 3 | 05/04/2018 | Customer Dispute | Denied | $34,186.70 | $0.00 | See FINRA Report |
| Anthony Joseph D'Angelo | 5393280 | 3 | 01/11/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Juan Carlos Guardado Gomez | 6115520 | 1 | 10/19/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony Joseph D'Angelo | 5393280 | 3 | 08/31/2017 | Customer Dispute | Denied | $13,667.20 | $0.00 | See FINRA Report |
| Michael R Lariviere | 4217018 | 1 | 05/19/2017 | Customer Dispute | Denied | $18,881.00 | $0.00 | See FINRA Report |
| Robert D Amoruso | 5683752 | 2 | 03/17/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert D Amoruso | 5683752 | 2 | 08/22/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Frederick Haag | 809499 | 3 | 04/23/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Bentley Wold | 1710944 | 3 | 03/20/2014 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Rhoneil Acierto Santo Tomas | 2010710 | 1 | 01/31/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |