Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
William Allan Heidt | 5180764 | 2 | 01/17/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Philip Alan Roberts | 5194529 | 1 | 12/08/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Susan Alice Spancers | 2128601 | 1 | 04/07/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Alan Bashein | 7672339 | 1 | 04/04/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
John Thomas Gilbert | 4844148 | 1 | 08/04/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Anthony Michael Wilson | 5015719 | 1 | 06/02/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
David Allan Donah | 6110080 | 1 | 10/09/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Michael John Nakowicz | 6899772 | 1 | 01/14/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Chad Dewayne Thacker | 5394647 | 1 | 09/12/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Anthony Joseph O'Kussick | 2377948 | 1 | 06/10/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |