Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michelle Carroll Pulliam | 4013218 | 1 | 02/05/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Michael Stanko | 2808909 | 2 | 08/05/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Charles van Winkle | 5679069 | 1 | 12/02/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Bruce Villi | 1987533 | 4 | 09/15/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Scott Pinkans | 2396260 | 2 | 09/06/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Elizabeth Ann Keenan | 6059506 | 2 | 04/06/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald Robert Carter | 1439235 | 1 | 03/10/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Wayne Smith | 2084749 | 2 | 02/04/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Hyla Susan Robinson-Rice | 1047164 | 5 | 12/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Bruce Villi | 1987533 | 4 | 09/24/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |