Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Charles van Winkle | 5679069 | 4 | 10/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence James Worman | 1247913 | 2 | 07/20/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Charles van Winkle | 5679069 | 4 | 04/26/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence James Worman | 1247913 | 2 | 01/25/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Charles van Winkle | 5679069 | 4 | 11/23/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Charles van Winkle | 5679069 | 4 | 11/23/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michelle Carroll Pulliam | 4013218 | 1 | 02/05/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Michael Stanko | 2808909 | 2 | 08/05/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Larry Keith Anders | 1585593 | 1 | 06/08/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Bruce Villi | 1987533 | 5 | 09/15/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |