Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mario Manuel Montalvo | 4665058 | 3 | 06/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Seeley Payntor | 5883763 | 2 | 03/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony D Congdon | 4914210 | 1 | 10/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Michael Reckner | 5114219 | 2 | 07/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher James Doran | 4428685 | 1 | 12/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Joseph Kane | 2108665 | 2 | 07/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Allen Jacobs | 256420 | 7 | 07/02/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Taylor Hiser | 4739364 | 1 | 04/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Earl Pifer | 3254957 | 1 | 03/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Spencer Allan Woolley | 7038812 | 1 | 10/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |