Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Mark Shkolnick | 1037355 | 1 | 10/11/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Wesley Greenwell | 6484990 | 1 | 03/17/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carol Ann Goetsch | 1528051 | 1 | 12/10/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony D Congdon | 4914210 | 1 | 10/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Michael Reckner | 5114219 | 2 | 07/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Abigail Rosenberger | 7183403 | 5 | 08/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Abigail Rosenberger | 7183403 | 5 | 08/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Joseph Kane | 2108665 | 2 | 07/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Abigail Rosenberger | 7183403 | 5 | 07/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Allen Jacobs | 256420 | 7 | 07/02/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |