Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeremy Rich Johnston | 2623656 | 1 | 10/25/2022 | Customer Dispute | Closed-No Action | $133,000.00 | $0.00 | See FINRA Report |
| Gail Terese Aglynas | 1495290 | 2 | 11/12/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Allen Jacobs | 256420 | 7 | 11/04/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Carlos Joseph Rodriguez | 2257419 | 3 | 04/17/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Dirk E Wetherhold | 868677 | 1 | 08/01/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mark Frederick Shepler | 1565918 | 1 | 10/31/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mark Steven Holt | 1453426 | 1 | 05/18/2000 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Gail Terese Aglynas | 1495290 | 2 | 02/02/2000 | Customer Dispute | Closed-No Action | $10,443.00 | $0.00 | See FINRA Report |
| Raymond Butler Gault | 1420138 | 2 | 08/20/1999 | Customer Dispute | Closed-No Action | $43,336.00 | $0.00 | See FINRA Report |
| Mark Jeffrey Rowe | 1574556 | 1 | 09/17/1998 | Customer Dispute | Closed-No Action | $115,699.00 | $0.00 | See FINRA Report |