Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Scott Pinkans | 2396260 | 2 | 06/11/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brent Austin Stanley | 4903725 | 1 | 03/05/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Lawrence Finkelstein | 2019404 | 1 | 10/02/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Rouse Lingle | 6592865 | 1 | 07/17/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Julia H Lin | 3222015 | 1 | 09/01/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nichole Valery Schurr | 1557049 | 4 | 05/22/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas James Archer | 1002946 | 1 | 02/22/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Allan Heidt | 5180764 | 2 | 11/07/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Lynn Cole | 1638032 | 2 | 09/24/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Allen Jacobs | 256420 | 7 | 09/01/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |