Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Manning | 2920797 | 1 | 01/21/2019 | Customer Dispute | Withdrawn | $11,786.50 | $0.00 | See FINRA Report |
| Brandon Keith Sparks | 2978692 | 1 | 09/08/2015 | Customer Dispute | Withdrawn | $16,706.20 | $0.00 | See FINRA Report |