Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adrienne Elizabeth Rowles | 3073899 | 3 | 11/30/2022 | Customer Dispute | Pending | $95,385.00 | $0.00 | See FINRA Report |
| Joshua Tyler Holwerda | 5916664 | 1 | 11/23/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Gregory Shackel | 4157324 | 1 | 10/31/2022 | Customer Dispute | Denied | $185,075.00 | $0.00 | See FINRA Report |
| Brenda Lea Ingli | 2840471 | 4 | 10/11/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Chike Uzoka | 5144460 | 2 | 09/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chike Uzoka | 5144460 | 2 | 09/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nathan C Jones | 6975561 | 1 | 08/23/2022 | Customer Dispute | Closed-No Action | $5,579.51 | $0.00 | See FINRA Report |
| Michael Oakley Thomas | 7581770 | 1 | 08/10/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Brenda Lea Ingli | 2840471 | 4 | 07/31/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jerald J Haerle | 5439661 | 1 | 06/14/2022 | Customer Dispute | Pending | $23,548.90 | $0.00 | See FINRA Report |