Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick John Klenner | 5368461 | 1 | 07/02/2024 | Customer Dispute | Settled | $10,411.50 | $0.00 | See FINRA Report |
| Karen Diane Rhea | 4606114 | 6 | 05/16/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kathleen Ann Bramlett | 2063221 | 1 | 05/08/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jesse Rafael Reyna | 7250073 | 1 | 04/09/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Joy Marie Dontje | 4744266 | 1 | 04/03/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Diane Rhea | 4606114 | 6 | 01/24/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Diane Rhea | 4606114 | 6 | 01/24/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Diane Rhea | 4606114 | 6 | 01/24/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Diane Rhea | 4606114 | 6 | 01/24/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Arthur Trautmann | 3164848 | 1 | 11/30/2023 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |