Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kathleen Ann Bramlett | 2063221 | 1 | 05/08/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Michael Briscoe | 5079522 | 4 | 03/24/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Linnea Ann Sodergren | 3098388 | 1 | 04/09/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brent Michael Fassett | 5698669 | 1 | 08/22/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nathan J Woodard | 5971062 | 1 | 01/22/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Meagan Laine Matich | 6727218 | 1 | 07/31/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Michael Briscoe | 5079522 | 4 | 08/08/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Andrew Hunter | 6692334 | 2 | 04/05/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Brian Novicki | 4205875 | 2 | 05/04/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Luke Frank Holt | 6411744 | 1 | 01/23/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |