Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nathan C Jones | 6975561 | 1 | 08/23/2022 | Customer Dispute | Closed-No Action | $5,579.51 | $0.00 | See FINRA Report |
| Dale Edward Bielicki | 6726129 | 1 | 01/11/2022 | Customer Dispute | Closed-No Action | $13,357.00 | $0.00 | See FINRA Report |
| Carol Marie Sullivan | 5637227 | 1 | 09/20/2017 | Customer Dispute | Closed-No Action | $418,390.00 | $0.00 | See FINRA Report |
| Brian Robert Boyle | 3274584 | 1 | 07/06/2016 | Customer Dispute | Closed-No Action | $30,207.00 | $0.00 | See FINRA Report |
| Daniel Mitchell Myers | 4666731 | 1 | 02/17/2014 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Philip Lee Maass | 4945427 | 1 | 01/17/2014 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Timothy John Bracy | 2826087 | 2 | 04/11/2013 | Customer Dispute | Closed-No Action | $500,000.00 | $0.00 | See FINRA Report |
| Paul B Bayer | 4702538 | 1 | 07/20/2011 | Customer Dispute | Closed-No Action | $23,558.80 | $0.00 | See FINRA Report |
| Alan Keith Hyatt | 2173915 | 2 | 02/08/2011 | Customer Dispute | Closed-No Action | $34,000.00 | $0.00 | See FINRA Report |
| Geoff Thomas Delahanty | 4900579 | 6 | 11/12/2009 | Customer Dispute | Closed-No Action | $289,697.00 | $0.00 | See FINRA Report |