Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aaron Klye Lanteigne | 5207043 | 2 | 03/17/2016 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Nathan Ernest Smith | 1991498 | 1 | 08/20/2015 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Eric Adair | 5870908 | 1 | 07/08/2015 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| John Charles Roesinger | 4825714 | 1 | 06/02/2015 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Robert Walter Schwendemann | 1590974 | 1 | 12/23/2014 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Brian James Hale | 4307962 | 2 | 11/10/2014 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Heidi Caroline Hunter | 2059563 | 1 | 11/10/2014 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Paul Napolitan Hoyem | 4439028 | 2 | 03/12/2014 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Robert Austin Boone | 813158 | 1 | 03/12/2014 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Marc Douglas Kerscher | 2179368 | 2 | 10/18/2012 | Civil Bond | $0.00 | $0.00 | See FINRA Report |