Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kathleen Ann Bramlett | 2063221 | 1 | 05/08/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joy Marie Dontje | 4744266 | 1 | 04/03/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Diane Rhea | 4606114 | 6 | 01/24/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Diane Rhea | 4606114 | 6 | 01/24/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Diane Rhea | 4606114 | 6 | 01/24/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Diane Rhea | 4606114 | 6 | 01/24/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Daniel Badejo | 6857864 | 1 | 11/09/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Neuss | 7826624 | 1 | 10/25/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyler J Galliher | 7789845 | 3 | 08/09/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyler J Galliher | 7789845 | 3 | 08/08/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |