Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Gregory Shackel | 4157324 | 1 | 10/31/2022 | Customer Dispute | Denied | $185,075.00 | $0.00 | See FINRA Report |
| Steven Charles Patterson | 5377948 | 2 | 03/17/2022 | Customer Dispute | Denied | $5,288.60 | $0.00 | See FINRA Report |
| Bradley Paul Markwell | 4519631 | 3 | 03/01/2022 | Customer Dispute | Denied | $7,311.98 | $0.00 | See FINRA Report |
| Robert Casey Klein | 5631328 | 1 | 11/02/2021 | Customer Dispute | Denied | $11,147.00 | $0.00 | See FINRA Report |
| Michael Alexander Kearney | 5369140 | 2 | 06/14/2021 | Customer Dispute | Denied | $14,958.10 | $0.00 | See FINRA Report |
| John Charles Vasu | 1563100 | 2 | 05/12/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael Noon | 3106515 | 1 | 03/02/2021 | Customer Dispute | Denied | $28,057.70 | $0.00 | See FINRA Report |
| Brian Doyle Hessong | 5110685 | 1 | 08/13/2020 | Customer Dispute | Denied | $15,513.60 | $0.00 | See FINRA Report |
| Bradley Allan Blodnick | 6289063 | 1 | 05/14/2020 | Customer Dispute | Denied | $25,686.20 | $0.00 | See FINRA Report |
| Erik Lowell Haworth | 6252920 | 1 | 04/24/2020 | Customer Dispute | Denied | $6,845.49 | $0.00 | See FINRA Report |