Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Robert Cummins | 6353043 | 1 | 01/19/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Todd Robert Baker | 3023093 | 1 | 07/23/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ravin Kawailani Walters | 6409772 | 1 | 06/01/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Laura Di Vietro | 2303037 | 1 | 12/13/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Hovik John Mavyan | 5550128 | 2 | 04/07/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Hernan Perez | 2441013 | 3 | 12/21/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Patricia Ann Keehr | 3167002 | 2 | 12/21/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Walter Ferguson | 4530598 | 2 | 09/25/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |