Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sarah Lynn Franks | 7067295 | 1 | 03/14/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Anthony Wimbley | 5449092 | 3 | 06/15/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Jay Fuehrmeyer | 4836686 | 1 | 03/29/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David W Auterson | 6035850 | 1 | 10/23/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Roy Eyer | 4369794 | 3 | 01/16/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lee Johnson | 6445580 | 1 | 09/01/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas William Hope | 7611222 | 2 | 10/01/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas William Hope | 7611222 | 2 | 02/01/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Erica Rose Cantrell | 6005796 | 1 | 02/21/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marcus Alan Knudten | 6847536 | 1 | 01/30/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |