Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jesse Rafael Reyna | 7250073 | 1 | 04/09/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Jason Baird | 7702794 | 1 | 07/05/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brandon P Saia | 7558936 | 1 | 06/25/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Nogar | 4476798 | 1 | 04/15/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Saul A Murillo | 7285587 | 1 | 08/28/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Jay Fuehrmeyer | 4836686 | 1 | 03/29/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Baker Inman | 7848250 | 1 | 01/07/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David W Auterson | 6035850 | 1 | 10/23/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Roy Eyer | 4369794 | 2 | 01/16/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lee Johnson | 6445580 | 1 | 09/01/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |