Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick John Klenner | 5368461 | 1 | 07/02/2024 | Customer Dispute | Settled | $10,411.50 | $0.00 | See FINRA Report |
| Todd Arthur Trautmann | 3164848 | 1 | 11/30/2023 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| John Edward Kiblin | 4848071 | 1 | 11/06/2023 | Customer Dispute | Settled | $28,554.40 | $0.00 | See FINRA Report |
| Benjamin Bradley Eastman | 6632057 | 1 | 07/03/2023 | Customer Dispute | Denied | $10,081.50 | $0.00 | See FINRA Report |
| Tracy D Boorman | 2566721 | 1 | 07/03/2023 | Customer Dispute | Denied | $48,063.40 | $0.00 | See FINRA Report |
| Kevin Gerald Gleim | 1590525 | 1 | 06/27/2023 | Customer Dispute | Denied | $22,450.00 | $0.00 | See FINRA Report |
| Barry Brian Hesse | 2652246 | 1 | 06/16/2023 | Customer Dispute | Denied | $116,340.00 | $0.00 | See FINRA Report |
| James P Moore | 6388133 | 1 | 05/01/2023 | Customer Dispute | Denied | $6,434.00 | $0.00 | See FINRA Report |
| Kimberly Sue Dwyer | 6642582 | 2 | 04/19/2023 | Customer Dispute | Denied | $65,267.90 | $0.00 | See FINRA Report |
| Zachary John Nigh | 7229938 | 1 | 12/20/2022 | Customer Dispute | Settled | $340.23 | $0.00 | See FINRA Report |