Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karen Diane Rhea | 4606114 | 6 | 05/16/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Brenda Lea Ingli | 2840471 | 5 | 10/11/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Brenda Lea Ingli | 2840471 | 5 | 07/31/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jason K Reynolds | 7783504 | 2 | 06/29/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Myriah Lawson | 7173108 | 5 | 09/20/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Myriah Lawson | 7173108 | 5 | 09/20/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Myriah Lawson | 7173108 | 5 | 09/20/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Myriah Lawson | 7173108 | 5 | 09/20/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Myriah Lawson | 7173108 | 5 | 09/20/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Rasheedah Basmah El-Amin | 4060956 | 1 | 10/14/2016 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |