Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Betty Leanne Fenton | 4360567 | 3 | 11/04/2020 | Customer Dispute | Settled | $69,000.00 | $0.00 | See FINRA Report |
| Michelle Arnst Slawny | 2443218 | 1 | 09/05/2018 | Customer Dispute | Settled | $16,326.00 | $0.00 | See FINRA Report |
| Ryan Tyrus Martin | 6083087 | 1 | 08/17/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeff Scott Richman | 2534469 | 4 | 04/01/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Charles Ross Campbell | 1767837 | 1 | 03/05/2018 | Customer Dispute | Settled | $469,000.00 | $0.00 | See FINRA Report |
| Jeff Anton Nizich | 4268069 | 3 | 02/14/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Nickolas S Lallas | 6153728 | 1 | 10/27/2015 | Customer Dispute | Settled | $8,931.35 | $0.00 | See FINRA Report |
| Tyler Michael Robin | 4093549 | 1 | 08/26/2013 | Customer Dispute | Settled | $12,476.60 | $0.00 | See FINRA Report |
| Lisa P Britt | 1733516 | 1 | 05/20/2013 | Customer Dispute | Settled | $5,870.00 | $0.00 | See FINRA Report |
| Stephen Joseph McKinstry | 3011925 | 2 | 01/30/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |