Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christy Isordia | 5582109 | 1 | 10/13/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ryan Kevin Gonzales | 3048931 | 2 | 01/03/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Algernon Tu | 5771965 | 1 | 06/01/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Celena Andrea Narez Helm | 6851599 | 1 | 05/27/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Edgar Veale | 2852780 | 1 | 05/20/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gustavo Javier Bauer | 6693772 | 1 | 04/13/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mahes William Prasad | 4187327 | 1 | 04/06/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James W Choi | 5118880 | 1 | 03/07/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Reza Sarem Aslani | 4834856 | 1 | 01/12/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jesse Michael Shaskin | 6336955 | 2 | 07/24/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |