Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Joseph Bauer | 2478744 | 1 | 05/20/2021 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Dustin Craig Unger | 5111618 | 2 | 01/20/2021 | Customer Dispute | Closed-No Action | $30,005.20 | $0.00 | See FINRA Report |
| David Earl | 4787821 | 1 | 08/22/2019 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Christopher John Lewein | 4886725 | 2 | 07/20/2018 | Customer Dispute | Closed-No Action | $6,372.00 | $0.00 | See FINRA Report |
| Brad William Bardy | 4115454 | 1 | 04/19/2017 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Elia Michael Ghanem | 1589567 | 1 | 03/23/2017 | Customer Dispute | Closed-No Action | $8,568.90 | $0.00 | See FINRA Report |
| Steven Wayne Below | 2404793 | 1 | 09/26/2012 | Customer Dispute | Closed-No Action | $19,824.90 | $0.00 | See FINRA Report |
| John Matthew Pierce | 4334503 | 1 | 07/07/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Stephen Joseph McKinstry | 3011925 | 2 | 12/15/2008 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| John Alan Grosshans | 2664848 | 9 | 12/17/2004 | Customer Dispute | Closed-No Action | $6,727.15 | $0.00 | See FINRA Report |