Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Craig Robert Zimmerman | 7037239 | 1 | 04/06/2023 | Customer Dispute | Award / Judgment | $700,000.00 | $200,000.00 | See FINRA Report |
Matthew Jason Patrick | 4715467 | 3 | 04/06/2023 | Customer Dispute | Award / Judgment | $700,000.00 | $200,000.00 | See FINRA Report |
Mark Casey Sears | 4451153 | 1 | 12/15/2009 | Customer Dispute | Award / Judgment | $295,108.00 | $48,513.60 | See FINRA Report |
Leland Shawn Breskow | 1813088 | 3 | 09/19/2003 | Customer Dispute | Award / Judgment | $1,000,000.00 | $535,887.00 | See FINRA Report |
Donald Rex Calvert | 3123336 | 2 | 09/10/2001 | Customer Dispute | Award / Judgment | $100,000.00 | $0.00 | See FINRA Report |
Eric Michael Yudis | 1809579 | 3 | 07/01/1994 | Customer Dispute | Award / Judgment | $650,000.00 | $13,250.00 | See FINRA Report |