Potomac Analytics' Logo

FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Craig Robert Zimmerman7037239104/06/2023Customer DisputeAward / Judgment$700,000.00$200,000.00See FINRA Report
Matthew Jason Patrick4715467304/06/2023Customer DisputeAward / Judgment$700,000.00$200,000.00See FINRA Report
Mark Casey Sears4451153112/15/2009Customer DisputeAward / Judgment$295,108.00$48,513.60See FINRA Report
Leland Shawn Breskow1813088309/19/2003Customer DisputeAward / Judgment$1,000,000.00$535,887.00See FINRA Report
Donald Rex Calvert3123336209/10/2001Customer DisputeAward / Judgment$100,000.00$0.00See FINRA Report
Eric Michael Yudis1809579307/01/1994Customer DisputeAward / Judgment$650,000.00$13,250.00See FINRA Report

6 Results

Display: