Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Matthew John Greenly | 7002062 | 1 | 03/29/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Edvard Aydinyan | 5848107 | 1 | 02/26/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Scottie Lamar Smith | 5482912 | 1 | 01/21/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Richard Faber | 5425816 | 2 | 04/17/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Marla Dee Cox | 2645543 | 1 | 08/16/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Frank Roy Wipfler | 4145541 | 1 | 08/26/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |