Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan David Childs | 6530625 | 1 | 08/27/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kaitlyn Virginia Ralston | 7856562 | 1 | 09/29/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carlos Gabinus Komba | 6289798 | 1 | 06/23/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sonya A Wilburn | 7784596 | 1 | 06/17/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Frank Anthony Hernandez | 6360689 | 7 | 04/24/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Anthony Hernandez | 6360689 | 7 | 04/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel da Camara Canto | 5233593 | 1 | 02/21/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Matthew Datuin | 6228198 | 1 | 08/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Anthony Hernandez | 6360689 | 7 | 12/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Anthony Hernandez | 6360689 | 7 | 09/10/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |