Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Giuseppe Alessandro Distefano | 5990785 | 1 | 05/24/2024 | Customer Dispute | Denied | $34,000.00 | $0.00 | See FINRA Report |
| Andy Alexander Cortes | 6656299 | 1 | 11/02/2023 | Customer Dispute | Denied | $24,100.00 | $0.00 | See FINRA Report |
| Blake Elliott McCoy | 6567558 | 2 | 10/25/2023 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Mimi Yoo Park | 4684111 | 2 | 09/25/2023 | Customer Dispute | Denied | $9,100.00 | $0.00 | See FINRA Report |
| Yousuf Rasuli | 4568619 | 1 | 08/23/2023 | Customer Dispute | Withdrawn | $85,455.70 | $0.00 | See FINRA Report |
| Jerod Ashley Tilton | 4519854 | 1 | 06/20/2023 | Customer Dispute | Final | $100,000.00 | $0.00 | See FINRA Report |
| Craig Robert Zimmerman | 7037239 | 1 | 04/06/2023 | Customer Dispute | Award / Judgment | $700,000.00 | $200,000.00 | See FINRA Report |
| Matthew Jason Patrick | 4715467 | 3 | 04/06/2023 | Customer Dispute | Award / Judgment | $700,000.00 | $200,000.00 | See FINRA Report |
| Charles Richard Timmerman | 4463425 | 1 | 03/15/2023 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Prashant Thakker | 3259685 | 3 | 03/06/2023 | Customer Dispute | Pending | $30,000.00 | $0.00 | See FINRA Report |