Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Blake Elliott McCoy | 6567558 | 2 | 08/12/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Celestina Marie Rodriguez McLaughlin | 7606087 | 1 | 02/10/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jacob Thomas Gaebler | 7325300 | 1 | 11/23/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lucas James Bell | 6928573 | 2 | 04/12/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Tyler Chalem | 6698667 | 1 | 02/14/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lucas James Bell | 6928573 | 2 | 06/14/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew A Woolley | 6717463 | 1 | 09/01/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Wayne Stokes | 7651027 | 1 | 09/19/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank Stewart McGovern | 6173124 | 1 | 11/12/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Thomas Roberts | 4530940 | 1 | 10/08/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |