Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sonya A Wilburn | 7784596 | 1 | 06/17/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Prashant Thakker | 3259685 | 3 | 03/06/2023 | Customer Dispute | Pending | $30,000.00 | $0.00 | See FINRA Report |
| Lawrence Scott White | 2254112 | 1 | 08/22/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Darin Keith Bahm | 2850903 | 3 | 12/27/2001 | Customer Dispute | Pending | $148,000.00 | $0.00 | See FINRA Report |
| Darin Keith Bahm | 2850903 | 3 | 12/26/2001 | Customer Dispute | Pending | $86,000.00 | $0.00 | See FINRA Report |