Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Scott Timothy Simon | 1649883 | 4 | 11/04/2022 | Customer Dispute | Pending | $36,798.00 | $0.00 | See FINRA Report |
Saimir Astrit Prapaniku | 5499421 | 2 | 11/03/2022 | Customer Dispute | Pending | $82,620.00 | $0.00 | See FINRA Report |
Jerod Ashley Tilton | 4519854 | 1 | 06/08/2021 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
Lawrence Scott White | 2254112 | 1 | 08/22/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Nathan James Anderson | 5768916 | 1 | 04/09/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Brandyn Leigh Osso | 7005496 | 1 | 07/27/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Sarah Louise Dvorachek | 4749027 | 1 | 12/12/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Kaylee Katherine Garvey | 5383214 | 1 | 01/31/2016 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Darin Keith Bahm | 2850903 | 4 | 12/27/2001 | Customer Dispute | Pending | $148,000.00 | $0.00 | See FINRA Report |
Darin Keith Bahm | 2850903 | 4 | 12/26/2001 | Customer Dispute | Pending | $86,000.00 | $0.00 | See FINRA Report |