Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Janine Marie McWhirteryoung | 2545160 | 4 | 08/07/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Brodrick Shiek | 5620237 | 2 | 07/25/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andres Michael Preciado | 6208687 | 1 | 04/22/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Brodrick Shiek | 5620237 | 2 | 04/02/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Hugo Ivan Manriquez | 6153347 | 1 | 05/17/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Valerie Monique Saucedo | 6484150 | 1 | 03/03/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alexander Michael Saucedo | 7067867 | 1 | 03/03/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rodney Alvin Sanders | 3125896 | 3 | 01/21/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Janine Marie McWhirteryoung | 2545160 | 4 | 09/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Manuel Ivan Magallanes | 6943130 | 2 | 03/21/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |