Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Timothy Simon | 1649883 | 4 | 11/04/2022 | Customer Dispute | Pending | $36,798.00 | $0.00 | See FINRA Report |
| Saimir Astrit Prapaniku | 5499421 | 2 | 11/03/2022 | Customer Dispute | Pending | $82,620.00 | $0.00 | See FINRA Report |
| Christy Rodriguez | 5582109 | 1 | 10/13/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Matthew Datuin | 6228198 | 1 | 08/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Todd Beasley | 2570097 | 1 | 06/20/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kenneth Melvin Davidson | 1857981 | 5 | 06/10/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Melvin Davidson | 1857981 | 5 | 05/16/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christian Huy Tran | 5051287 | 2 | 03/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Valerie Monique Saucedo | 6484150 | 1 | 03/03/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alexander Michael Saucedo | 7067867 | 1 | 03/03/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |