Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan David Childs | 6530625 | 1 | 08/27/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Janine Marie McWhirteryoung | 2545160 | 4 | 08/07/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Brodrick Shiek | 5620237 | 2 | 07/25/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Giuseppe Alessandro Distefano | 5990785 | 1 | 05/24/2024 | Customer Dispute | Denied | $34,000.00 | $0.00 | See FINRA Report |
| Andres Michael Preciado | 6208687 | 1 | 04/22/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Brodrick Shiek | 5620237 | 2 | 04/02/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andy Alexander Cortes | 6656299 | 1 | 11/02/2023 | Customer Dispute | Denied | $24,100.00 | $0.00 | See FINRA Report |
| Blake Elliott McCoy | 6567558 | 2 | 10/25/2023 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Kaitlyn Virginia Ralston | 7856562 | 1 | 09/29/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mimi Yoo Park | 4684111 | 2 | 09/25/2023 | Customer Dispute | Denied | $9,100.00 | $0.00 | See FINRA Report |