Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Matthew Datuin | 6228198 | 1 | 08/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Micah Cornelius Gulley | 4754187 | 2 | 06/17/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher James Moore | 7362388 | 1 | 01/09/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ian Thomas Raatz | 6899177 | 3 | 11/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aura Maria Rodriguez | 6304361 | 1 | 02/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jenny Ann MacHo | 4212758 | 1 | 10/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edwin Shanil Kumar | 5109927 | 1 | 06/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mary Margaret McElroy | 4918817 | 1 | 04/02/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandi N Leal | 5697862 | 1 | 12/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cynthia Ann Holtzen | 6717592 | 1 | 08/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |