Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregg William Gravenstine | 1762521 | 3 | 01/24/2022 | Customer Dispute | Withdrawn | $284,000.00 | $0.00 | See FINRA Report |
| William Joseph Sammons | 1087513 | 2 | 07/01/2021 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Jose Manuel Martinez | 5373287 | 1 | 08/19/2020 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Brenda L Perrotti | 2300759 | 2 | 04/06/2020 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Benedicto Pichay Crisologo | 3004389 | 1 | 03/24/2020 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Michael J Hood | 1809589 | 2 | 02/04/2020 | Customer Dispute | Withdrawn | $300,000.00 | $0.00 | See FINRA Report |
| Robert C Scarborough | 4300571 | 1 | 07/22/2019 | Customer Dispute | Withdrawn | $60,000.00 | $0.00 | See FINRA Report |
| Timothy Paul Newman | 1101109 | 2 | 03/07/2018 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Peter J Seminara | 4260621 | 1 | 12/14/2017 | Customer Dispute | Withdrawn | $500,000.00 | $0.00 | See FINRA Report |
| Todd Ellis Bonime | 1144628 | 1 | 09/14/2017 | Customer Dispute | Withdrawn | $500,000.00 | $0.00 | See FINRA Report |