Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rachelle Ann West | 7003829 | 3 | 09/17/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| William Ware Gouldin | 1262721 | 2 | 08/14/2024 | Customer Dispute | Pending | $600,000.00 | $0.00 | See FINRA Report |
| Joseph Notarfrancesco | 6006136 | 1 | 08/13/2024 | Customer Dispute | Pending | $194,000.00 | $0.00 | See FINRA Report |
| Robert W Chen | 4811357 | 1 | 08/09/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Trevor Alexander Fried | 5709772 | 1 | 08/09/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jeffrey A Lieberman | 1532375 | 1 | 08/05/2024 | Customer Dispute | Pending | $2,000,000.00 | $0.00 | See FINRA Report |
| Gregg Michael Gelber | 4332564 | 1 | 08/01/2024 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Thomas Herring Steele | 6131730 | 1 | 07/30/2024 | Customer Dispute | Pending | $175,000.00 | $0.00 | See FINRA Report |
| Anthony J Divalerio | 1769652 | 1 | 07/17/2024 | Customer Dispute | Pending | $35,000,000.00 | $0.00 | See FINRA Report |
| Michael David Sherrill | 1261298 | 5 | 07/15/2024 | Customer Dispute | Pending | $33,949.00 | $0.00 | See FINRA Report |