Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher William Duffy | 2515612 | 4 | 01/02/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Debra Lynn Costanzo Cline | 1571374 | 2 | 01/02/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| George James Salidas | 4296210 | 1 | 12/29/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Daniel Hale Sears | 2191530 | 3 | 12/29/2022 | Customer Dispute | Pending | $800,000.00 | $0.00 | See FINRA Report |
| Steven Christopher Lovell | 5975704 | 3 | 12/22/2022 | Customer Dispute | Pending | $18,604.40 | $0.00 | See FINRA Report |
| David J. Donovan | 1294119 | 2 | 12/14/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Schmidt | 2403903 | 6 | 12/14/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Christopher S Schofield | 2175959 | 3 | 12/13/2022 | Customer Dispute | Pending | $130,000.00 | $0.00 | See FINRA Report |
| Gianluca de Berardinis | 4893776 | 1 | 12/06/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| John Franklin Thomas | 4735435 | 1 | 12/01/2022 | Customer Dispute | Pending | $11,000.00 | $0.00 | See FINRA Report |