Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Michael Hollander | 1197025 | 1 | 02/17/2022 | Customer Dispute | Award / Judgment | $2,500,000.00 | $200,000.00 | See FINRA Report |
| John Andrew Rochester | 2128760 | 2 | 09/03/2021 | Customer Dispute | Award / Judgment | $1,238,520.00 | $0.00 | See FINRA Report |
| Lisa Kibbe Matthews | 1928059 | 1 | 06/25/2021 | Customer Dispute | Award / Judgment | $972,124.00 | $0.00 | See FINRA Report |
| Todd John Mulligan | 5178269 | 1 | 06/25/2021 | Customer Dispute | Award / Judgment | $972,124.00 | $0.00 | See FINRA Report |
| Kevin Anthony Butler | 1138534 | 2 | 12/31/2020 | Customer Dispute | Award / Judgment | $1,590,300.00 | $165,708.00 | See FINRA Report |
| Blair Louis Horne | 1270875 | 4 | 08/19/2020 | Customer Dispute | Award / Judgment | $317,789.00 | $228,966.00 | See FINRA Report |
| Jacob Gershon Shapira | 1890969 | 6 | 07/06/2020 | Customer Dispute | Award / Judgment | $3,116,800.00 | $782,279.00 | See FINRA Report |
| Scott Danial Swaylik | 2936324 | 2 | 01/22/2020 | Customer Dispute | Award / Judgment | $0.00 | $150,000.00 | See FINRA Report |
| Jerri Lynne Pratt | 1507048 | 1 | 11/26/2019 | Customer Dispute | Award / Judgment | $0.00 | $20,496.70 | See FINRA Report |
| Robert Paul Hart | 2313194 | 3 | 04/12/2019 | Customer Dispute | Award / Judgment | $50,000.00 | $0.00 | See FINRA Report |