Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stacey J Grundy | 7506041 | 2 | 11/14/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nathan B Clements | 4083774 | 1 | 06/06/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Benjamin J McArthur | 5234661 | 4 | 05/10/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rachelle Ann West | 7003829 | 2 | 04/15/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Dale Patrick | 1385762 | 2 | 02/25/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Jay Solomon | 1060442 | 7 | 01/27/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul J Abeln | 5979096 | 5 | 12/28/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Walter C Richardson | 2989191 | 4 | 11/03/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Nii Nartey | 7203206 | 1 | 10/07/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ami Lynn Schelin | 4157359 | 1 | 09/09/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |