Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Anthony Shumway | 6281507 | 1 | 06/06/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ryan J Hammett | 7660572 | 1 | 05/06/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| MacKenzie Davis Sullivan | 6100531 | 1 | 03/22/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Neal A Teicher | 2577522 | 5 | 03/07/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Jay Solomon | 1060442 | 6 | 03/06/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Toeanzar Markquack Norment | 4706478 | 2 | 02/22/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Putnam Newall | 2292128 | 1 | 01/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Olette Bijoux | 5141444 | 3 | 01/18/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dalia F Botero | 3185590 | 1 | 12/28/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Na'Im Ajai Hurst | 7811826 | 1 | 12/28/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |