Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Randolph Seligman | 418469 | 5 | 01/17/2013 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Michael Miller | 1144601 | 3 | 05/23/1985 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Michael L Bork | 1449993 | 2 | 04/01/1984 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Paul David Kaplan | 264146 | 1 | 05/21/1975 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Joel Lawrence Halpern | 234602 | 11 | 10/13/1972 | Civil | Final | $0.00 | $0.00 | See FINRA Report |