Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis Michael Williams | 1360490 | 2 | 12/13/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Wolfgang Karl Frisch | 4442414 | 2 | 10/28/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Yan Binder | 2932226 | 2 | 08/18/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel J Bavuso | 2460730 | 4 | 10/26/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Eric Dahl | 1752344 | 1 | 06/14/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Karin Lynn Longhurst | 2150662 | 1 | 06/10/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Edward Carroll | 1306479 | 2 | 05/26/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brittany Lynn Bieger | 6031071 | 1 | 05/18/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Earl Nash | 1385720 | 3 | 04/20/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lawonda J Robinson | 2470553 | 1 | 04/08/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |