Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Richard Sophia | 3222645 | 5 | 12/22/2020 | Customer Dispute | Dismissed | $88,650.00 | $0.00 | See FINRA Report |
| Alexander Emanuel Fernandez | 1552172 | 2 | 08/08/2012 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |
| Judith Fay Hall | 2156082 | 2 | 04/20/2011 | Customer Dispute | Dismissed | $66,297.00 | $0.00 | See FINRA Report |