Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sophie M Carnegie | 6303354 | 3 | 01/10/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Debra Lynn Costanzo Cline | 1571374 | 2 | 01/02/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sophie M Carnegie | 6303354 | 3 | 12/20/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bryant K Scott | 2565644 | 3 | 12/13/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Demetrius D Howard | 7487233 | 2 | 10/03/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sophie M Carnegie | 6303354 | 3 | 09/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin J McArthur | 5234661 | 4 | 09/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin J McArthur | 5234661 | 4 | 09/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin J McArthur | 5234661 | 4 | 09/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Debra M Sommerstein | 4041676 | 1 | 09/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |