Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sophie M Carnegie | 6303354 | 3 | 01/10/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher William Duffy | 2515612 | 4 | 01/02/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Debra Lynn Costanzo Cline | 1571374 | 2 | 01/02/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| George James Salidas | 4296210 | 1 | 12/29/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Daniel Hale Sears | 2191530 | 3 | 12/29/2022 | Customer Dispute | Pending | $800,000.00 | $0.00 | See FINRA Report |
| Steven Christopher Lovell | 5975704 | 3 | 12/22/2022 | Customer Dispute | Pending | $18,604.40 | $0.00 | See FINRA Report |
| Alan Roy Greenberg | 874198 | 1 | 12/21/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sophie M Carnegie | 6303354 | 3 | 12/20/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Terence Joseph Hardy | 6419109 | 1 | 12/17/2022 | Customer Dispute | Denied | $33,000.00 | $0.00 | See FINRA Report |
| David J. Donovan | 1294119 | 2 | 12/14/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |