Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rachelle Ann West | 7003829 | 3 | 09/17/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Christopher Philip Arnella | 4886531 | 2 | 09/05/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kalesha S Carter | 7455233 | 6 | 08/28/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cristobal A Gutierrez Oyague | 7622732 | 4 | 08/16/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maria Fatima Nicole Victoria | 5277403 | 3 | 08/15/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Ware Gouldin | 1262721 | 2 | 08/14/2024 | Customer Dispute | Pending | $600,000.00 | $0.00 | See FINRA Report |
| Joseph Notarfrancesco | 6006136 | 1 | 08/13/2024 | Customer Dispute | Pending | $194,000.00 | $0.00 | See FINRA Report |
| Robert W Chen | 4811357 | 1 | 08/09/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Trevor Alexander Fried | 5709772 | 1 | 08/09/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Daniel Andres Aruca | 3001777 | 1 | 08/08/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |