Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Daniel Hoffman | 5714047 | 1 | 08/03/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marcus Scott McClanahan | 4668056 | 1 | 07/19/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Stuart Mandel | 1970104 | 1 | 10/21/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Christopher Kirby | 1061461 | 2 | 07/03/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James C Blake | 2758222 | 4 | 01/22/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Albert W Chu | 7498774 | 1 | 12/12/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Vincent J Sommese | 7419528 | 1 | 03/10/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Landon Paul Pooley | 7291322 | 1 | 02/05/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alexander M Kalemba | 7408141 | 1 | 11/30/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jacob Thomas Gaebler | 7325300 | 1 | 11/23/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |