Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Fletcher Alan King | 2630332 | 1 | 02/01/2024 | Customer Dispute | Closed-No Action | $96,245.00 | $0.00 | See FINRA Report |
| Juan L Elwaw | 2299668 | 2 | 01/24/2024 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Matias Cavalieri | 2972465 | 2 | 01/24/2024 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Shelley Lucas Bennett | 5899626 | 1 | 05/11/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Sibyl Woo | 6848719 | 1 | 11/06/2020 | Customer Dispute | Closed-No Action | $9,000.00 | $0.00 | See FINRA Report |
| Steven Christopher Lovell | 5975704 | 3 | 10/02/2020 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Christopher Vito Novielli | 6386078 | 1 | 07/21/2020 | Customer Dispute | Closed-No Action | $101,000.00 | $0.00 | See FINRA Report |
| Gordon Leslie Stevenson | 1226740 | 1 | 06/10/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Sue S van Der Linden | 2543324 | 2 | 02/13/2020 | Customer Dispute | Closed-No Action | $80,000.00 | $0.00 | See FINRA Report |
| Lloyd Bertram Marsh | 2642469 | 1 | 10/01/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |