Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shelley Lucas Bennett | 5899626 | 1 | 05/11/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Sibyl Woo | 6848719 | 1 | 11/06/2020 | Customer Dispute | Closed-No Action | $9,000.00 | $0.00 | See FINRA Report |
| Steven Christopher Lovell | 5975704 | 3 | 10/02/2020 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| James Leslie Lacey | 3087081 | 4 | 08/04/2020 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Christopher Vito Novielli | 6386078 | 1 | 07/21/2020 | Customer Dispute | Closed-No Action | $101,000.00 | $0.00 | See FINRA Report |
| Gordon Leslie Stevenson | 1226740 | 1 | 06/10/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Sue S van Der Linden | 2543324 | 2 | 02/13/2020 | Customer Dispute | Closed-No Action | $80,000.00 | $0.00 | See FINRA Report |
| Lloyd Bertram Marsh | 2642469 | 1 | 10/01/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Jarvis | 1585921 | 2 | 10/23/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Ross Schaeffer | 1961413 | 2 | 10/15/2018 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |