Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David N Liguori | 5521609 | 1 | 10/28/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Donald Allyn Harrell | 2222409 | 1 | 10/17/2022 | Customer Dispute | Settled | $135,170.00 | $0.00 | See FINRA Report |
| Larry Joel Shaw | 2226294 | 5 | 08/02/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Erik Iver Hanson | 4528633 | 1 | 07/26/2022 | Customer Dispute | Settled | $210,000.00 | $0.00 | See FINRA Report |
| Robert Scott Bradley | 2414494 | 2 | 07/19/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lawrence Steven Perl | 1491238 | 1 | 06/23/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Erin Schornack Dickes | 2787956 | 1 | 06/06/2022 | Customer Dispute | Settled | $177,660.00 | $0.00 | See FINRA Report |
| John Hadley Lentz | 306675 | 5 | 05/25/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Philip Freeman | 5828144 | 1 | 05/13/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Shu Zhang | 5375474 | 1 | 03/14/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |