Our Staff has compiled our research into a database of FINRA Broker Disclosures for PHX Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vladimiro Maurizio Panichi | 2740595 | 3 | 01/13/2023 | Customer Dispute | Withdrawn | $322,734.00 | $0.00 | See FINRA Report |
| Brandon Leon | 5200595 | 3 | 03/06/2017 | Customer Dispute | Withdrawn | $200,000.00 | $0.00 | See FINRA Report |
| Jim Eugene Scala | 2493873 | 6 | 01/26/2006 | Customer Dispute | Withdrawn | $10,000.00 | $0.00 | See FINRA Report |