Our Staff has compiled our research into a database of FINRA Broker Disclosures for PHX Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Alan Hermes | 4200965 | 4 | 03/08/2023 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Serge Parakhnevich | 5493064 | 7 | 08/17/2015 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Ali Barry Mahlooji | 4830105 | 5 | 06/09/2015 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Mark Alan Hermes | 4200965 | 4 | 03/10/2014 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| Troy Adam Torian | 2841030 | 4 | 07/09/2007 | Customer Dispute | Denied | $20,600.00 | $0.00 | See FINRA Report |
| Hakim Atiba Donadelle | 2477436 | 8 | 06/05/2006 | Customer Dispute | Denied | $116,000.00 | $0.00 | See FINRA Report |
| Shane Redmond | 1997492 | 1 | 05/04/2001 | Customer Dispute | Denied | $62,142.00 | $0.00 | See FINRA Report |
| Michael Christopher Lastihenos | 2621258 | 7 | 07/25/2000 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |