Our Staff has compiled our research into a database of FINRA Broker Disclosures for PHX Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jarrett Edward Collins | 7295059 | 1 | 10/01/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Carl Cirelli | 6738582 | 2 | 04/26/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Wayne Feinman | 1304067 | 2 | 04/12/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steve Baptist | 5885870 | 2 | 05/29/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Hakim Atiba Donadelle | 2477436 | 8 | 07/01/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jim Eugene Scala | 2493873 | 6 | 01/23/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Christopher Frasco | 2111432 | 3 | 10/08/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Edward Lavender Moseley | 833771 | 9 | 11/12/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |