Our Staff has compiled our research into a database of FINRA Broker Disclosures for PHX Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ali Barry Mahlooji | 4830105 | 5 | 08/19/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Ali Barry Mahlooji | 4830105 | 5 | 12/15/2023 | Customer Dispute | Pending | $280,766.00 | $0.00 | See FINRA Report |
| Sean Hosein | 4164630 | 2 | 06/26/2023 | Customer Dispute | Pending | $2,200,000.00 | $0.00 | See FINRA Report |
| Vincent John Villani | 4296670 | 4 | 07/30/2021 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Vladimiro Maurizio Panichi | 2740595 | 3 | 04/19/2021 | Customer Dispute | Pending | $4,800,000.00 | $0.00 | See FINRA Report |
| Alexander Humberto Stern | 2471393 | 4 | 07/06/2005 | Customer Dispute | Pending | $109,000.00 | $0.00 | See FINRA Report |