Our Staff has compiled our research into a database of FINRA Broker Disclosures for PHX Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kirt Samuel | 4807353 | 3 | 06/13/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Carl Cirelli | 6738582 | 2 | 12/19/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Johan Leif Backlin | 4504080 | 2 | 02/24/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Johan Leif Backlin | 4504080 | 2 | 02/24/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Charles Delaplain | 1017107 | 2 | 12/18/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Serge Parakhnevich | 5493064 | 7 | 08/06/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steve Baptist | 5885870 | 2 | 08/08/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Jude Ketner | 1138522 | 12 | 03/27/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Anthony Busto | 2522780 | 6 | 10/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Charles Delaplain | 1017107 | 2 | 10/28/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |