Our Staff has compiled our research into a database of FINRA Broker Disclosures for PHX Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Johan Leif Backlin | 4504080 | 2 | 02/24/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Johan Leif Backlin | 4504080 | 2 | 02/24/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Anthony Busto | 2522780 | 6 | 10/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |