Our Staff has compiled our research into a database of FINRA Broker Disclosures for PHX Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aramis Jon Guerin | 6868992 | 1 | 10/10/2022 | Customer Dispute | Award / Judgment | $10,900,000.00 | $0.00 | See FINRA Report |
| Steven Anthony Busto | 2522780 | 6 | 09/09/2022 | Customer Dispute | Award / Judgment | $83,045.00 | $9,937.50 | See FINRA Report |
| Mark Jude Ketner | 1138522 | 12 | 04/06/2015 | Customer Dispute | Award / Judgment | $475,000.00 | $199,788.00 | See FINRA Report |
| Steven Anthony Busto | 2522780 | 6 | 12/10/2003 | Customer Dispute | Award / Judgment | $975.00 | $250.00 | See FINRA Report |
| Daniel Orlando Otoya | 2208241 | 3 | 01/06/1997 | Customer Dispute | Award / Judgment | $1,701,060.00 | $18,145.00 | See FINRA Report |